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Table 2 Extraction form for principles of HTA activities according to Drummond et al.[12]

From: A systematic review of Health Technology Assessment tools in sub-Saharan Africa: methodological issues and implications

Author(s)

Mathew

Abaza and Tawfik

Hutubessy et al.

Miot et al.

Govender et al.

Ueffing et al.

Study name

KNOW ESSENTIALS: A tool for informed decisions in the absence of formal HTA systems

Appropriate medical technologies for developing countries: application to cardiovascular disorders

Generalized cost-effectiveness analysis for national-level priority-setting in the health sector

Field testing of a multicriteria decision analysis (MCDA) framework for coverage of a screening test for cervical cancer in South Africa

Purchasing of medical equipment in public hospitals: the mini-HTA tool

Equity-oriented toolkit for health technology assessment and knowledge translation: application to scaling up of training and education for health workers

Structure of HTA Programs

Are the goal and scope of the HTA explicit and relevant to its use?

Yes, outcomes of interest are clearly defined at the beginning of process (no detailed scoping document mentioned)

Yes, deals with specific disease and all relevant health technologies (medical devices)

Yes, cost effectiveness analysis of specific health technology

Yes, HTA report clearly outlines the purpose

Yes, the form clearly asks to define medical technology and scope of proposal

Yes, criteria and requirements are clearly defined

Is it unbiased and transparent?

Yes, evidence based and steps have clear criteria (no independent party conducting HTA is mentioned)

Yes, systematic and evidence-based software

Yes, evidence based and systematic approach

Yes, evidence based and priorities of stakeholders are clearly defined and addressed

No, the stakeholders working on the form can make subjective assessments

Yes, evidence based and different stakeholders are involved

Does it include all relevant technologies?

Yes, takes into account alternatives

Yes, all medical devices dealing with disease and diagnostic procedure of interest are included in database

Yes, the WHO-CHOICE project used includes an extensive database of evidence

Yes, considers alternatives

Yes, considers alternatives

Not stated

Does a clear system for setting priorities exist?

Not stated, does not mention priority setting prior to the implementation of tool

Yes, systematic search by software of medical devices most relevant to stakeholder’s preferences

Not stated, does not mention priority setting prior to the implementation of approach

Yes, weights were assigned to criteria of the framework by stakeholders

Not stated, does not mention priority setting prior to the implementation of approach

Yes, includes concepts of needs assessment and priority setting

Methods of HTA

Does it incorporate appropriate methods for assessing costs and benefits?

Yes, assesses available evidence to determine costs of technology and providing the technology and its cost-effectiveness. Also assesses effectiveness and safety of technology

No, does not assess cost-effectiveness of health technologies at this moment

Yes, tool determines cost-effectiveness and assesses the benefits and drawbacks of implementing or not implementing the health technology along with combinations of health technologies

Yes, HTA report assesses the economics and various benefits of the intervention

Yes, addresses costs for different stakeholders and assesses the risks and benefits of the health technology

Yes, in its economic evaluation it assesses the benefits and costs as well as the trade-offs between equity and efficiency

Does it consider a wide range of evidence and outcomes?

Yes, considers available evidence and long-term outcomes of using or rejecting the health technology

Yes, it incorporates all available information about the medical devices

Yes, with the use of the WHO-CHOICE project databases for evidence and one of its tools, PopMod, for analysing outcomes of using and rejecting health technology (among other scenarios)

Yes, a thorough search for evidence in different databases and other sources is undertaken for each criterion

Yes, a search and quality assessment is undertaken of the available literature

Yes, uses a strong evidence base

Is a full societal perspective considered?

Yes, takes into account social issues and interests of different stakeholders

Not stated

Not stated

Not stated

Yes, takes into consideration effects of proposal on other departments in the hospital and the cooperation with other hospitals

Yes, includes both societal and individual determinants

Does it explicitly characterize uncertainty surrounding estimates?

Not stated

Not stated

Yes, with the use Monte Carlo League software, an analytical tool, to find the uncertainty around point estimates

Yes, quality of evidence is assessed in the HTA report portion of approach

Yes, the person filling out the form notes the uncertainties that apply to the calculations

Not stated

Does it consider and address issues of generalizability and transferability?

Yes, generalizability and transferability of evidence from similar cohorts needs to be justified

Not stated

Yes, the WHO-CHOICE project uses international dollars to be able to make meaningful comparisons and adjustments according to practice settings are made to resulting estimates of generalized CEA

Yes, local costs were used when assessing cost-effectiveness to improve transferability

Not stated

Yes, considers community effectiveness or the “real world” efficacy of an intervention

Processes for Conducting HTA

Are all key stakeholder groups actively engaged?

Yes, tool includes or considers stakeholders throughout its process

No, only purchaser of medical devices is actively engaged and consideration of key stakeholders is not stated

No, not all stakeholders addressed

Yes, key stakeholders are included throughout the process

Yes, key stakeholders are included or considered throughout the process

Yes, forms a national planning authority that brings together different stakeholders

Is all available data actively being sought?

Yes, all available data is sought and used in decision making table

Yes, all available data about medical devices included is actively sought and regular updates are mentioned

Yes, all available data is sought including contextual data

Yes, all available data is sought during the HTA report process

Yes, all available data is sought and consulting a librarian to ensure quality is advised

Yes, strong evidence base is needed for the implementation of this tool

Are findings monitored?

Not stated

Not stated

Not stated

Not stated

Not stated

Not stated

Use of HTA in Decision-Making

Is it timely?

Not stated

Yes, it is a system of three forms that can be done very quickly

Not stated

Not stated

Yes, the form takes within 5 to 15 hours to answer (excluding evidence retrieval and assessment)

Not stated

Are findings communicated appropriately to different decision makers?

Yes, the Decision-Making Table allows decision makers to see the evidence related to the criteria and become informed of the health technologies being assessed

Not stated

Not stated

Yes, the HTA report allows decision makers to see the evidence related to the criteria and become informed of the health technologies being assessed

Yes, the form gives a clear overview for decision makers

Yes, it has included new advances in knowledge translation

Is the link between HTA findings and decision-making processes transparent and clearly defined?

Yes, HTA findings and decision making process are clearly separate

Not stated

Not stated

Yes, HTA findings and decision making process are clearly separate

Yes, the purpose of the mini-HTA is stated to be only part of the basis of a proposal for decision makers

Not stated