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Table 1 Kapiriri and Martin’s framework for assessing the quality of priority-setting

From: An analysis of how health systems integrated priority-setting in the pandemic planning in a sample of Latin America and the Caribbean countries

Domain

Parameter

Short definition

Contextual factors

Conducive political, economic, social and cultural context

1Relevant contextual factors that may impact priority-setting

Prerequisites

Political will

Degree to which the politicians manifested the support to tackle the pandemic

Resources

Availability of a budget in the COVID-19 plan, and clear description of resources available or required (including human resources, ICU beds and equipment, PPE and other resources)

Legitimate and credible institutions

Degree to which the priority-setting institutions can set priorities, public confidence in the institution

Incentives for compliance

Explicit description of material and financial incentives to comply with the pandemic plan

The priority-setting process

Planning for continuity of care across the health systems

2Explicit mentions of the continuity of healthcare services during the pandemic

Stakeholder participation

Description of stakeholders participating in the development and implementation of the COVID-19 plan

Use of clear priority-setting processes/tools/methods

Documented priority-setting process and/or use of priority-setting framework

Use of explicit relevant priority-setting criteria

Documented/articulated criteria for priority-setting in the COVID-19 plan

Use of evidence

Explicit mention of the use of evidence to understand the context, the epidemiological situation, or to identify and assess possible interventions to be implemented

Reflection of public values

Explicit mention that the public is represented or that public values have been considered for the development or implementation of the plan

Publicity of priorities and criteria

Evidence that the plan and criteria for priority-setting have been publicized and documents are openly accessible

Functional mechanisms for appealing the decision

Description of mechanisms for appealing decisions related to the COVID-19 plan, or evidence that the plan has been revised

Functional mechanisms for enforcement the decision

Description of mechanisms for enforcing decisions related to the COVID-19 plan

Efficiency of the priority-setting process

3Proportion of meeting time spent on priority-setting; number of decisions made on time

Decreased dissensions

3Number of complaints from stakeholders

Implementation

Allocation of resources according to priorities

Degree of alignment of resource allocation and agreed upon priorities

Decreased resource wastage/misallocation

3Proportion of budget unused, drug stock-outs

Improved internal accountability/reduced corruption

Description of mechanisms for improving the internal accountability or reduce corruption

Increased stakeholder understanding, satisfaction and compliance with the priority-setting process

3Number of stakeholders attending meetings, number of complaints from stakeholders, % stakeholders that can articulate the concepts used in priority-setting and appreciate the need for priority-setting

Strengthening of the priority-setting institution

3Indicators relating to increased efficiency, use of data, quality of decisions, and appropriate resource allocation, % stakeholders with the capacity to set priorities

Impact on institutional goals and objectives

3% of institutional objectives met that are attributed to the priority-setting process

Outcome/impact

Impact on health policy and practice

Changes in health policy to reflect identified priorities and swiftness of the pandemic response

Impact on population health

Description of the expected impact of the COVID-19 plan on the population health

Impact on reducing inequalities

Description of the expected impact of the COVID-19 plan on reducing inequalities

Fair financial contribution

Description of the expected impact of the COVID-19 plan on fair financial contributions

Increased public confidence in the health sector

Description of the expected impact of the COVID-19 plan for increasing public confidence in the response to the COVID-19 pandemic

-Responsive healthcare system

3% reduction in DALYs, % reduction of the gap between the lower and upper quintiles, % of poor populations spending more than 50% of their income on healthcare, % users who report satisfaction with the healthcare system

Improved financial and political accountability

3Number of publicized financial resource allocation decisions, number of corruption instances reported, % of the public reporting satisfaction with the process

Increased investment in the health sector and strengthening of the healthcare system

3Proportion increase in the health budget, proportion increase in the retention of health workers, % of the public reporting satisfaction with the healthcare system

  1. DALYs disability-adjusted life-years, ICU intensive care unit
  2. 1This parameter was not assessed in the national COVID-19 plans, but the information about the political, economic, social and cultural context was obtained from different sources and provided in this study to identify similarities and differences among countries in the same region
  3. 2This parameter was added to the framework for the specific context of the COVID-19 pandemic
  4. 3This parameter was not possible to be assessed in the national COVID-19 plans