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Table 2 Studies on WHO guideline uptake and use included in the review

From: Improving WHO’s understanding of WHO guideline uptake and use in Member States: a scoping review

Author

Year

Country

Study design

Health condition

Guideline

Barriers

Chanda et al.

2015

Malawi

Case study

Malaria

WHO-recommended indoor residual spraying for malaria transmission control and elimination

Limited funding, cost of alternative insecticides and technical resource challenges

Chinkonde et al.

2010

Malawi

Qualitative study

HIV and infant feeding

UNAIDS, WHO, UNFPA and UNICEF guidelines for HIV and infant feeding

Lack of consensus and general confusion regarding guidelines at all levels, need for resources, lack of up-to-date information, lack of contextualized and easy-to-follow guidelines

Church et al.

2015

Kenya, Malawi, South Africa, Uganda, the United Republic of Tanzania and Zimbabwe

Mixed methods study

HIV

HIV testing and treatment guidelines

Lack of WHO explicit guidance around pre-ART CD4 monitoring intervals, rapid initiation of ART, task-shifting for ART initiation, drug resupply intervals, pill count recommendations, drug collection by designees, referral to peer support and home-based care

Doherty et al.

2007

South Africa

Prospective cohort study

Infant feeding practices/HIV mothers

WHO/UNICEF guidelines on infant feeding for HIV-positive women. The guidelines recommend that HIV-positive women avoid all breastfeeding only if replacement feeding is acceptable, feasible, affordable, sustainable and safe

Within operational settings, the WHO/UNICEF guidelines were not being implemented effectively, leading to inappropriate infant feeding choices and consequent lower infant HIV-free survival

Finocchario-Kessler et al.

2016

Kenya

Retrospective cohort study

HIV

Antiretroviral drugs for treating pregnant women and preventing HIV infection in infants: recommendations for a public health approach—2010 version

Inadequate and inconsistent training, less efficacious regimens, weak systems for patient follow-up and retention

Govere and Chimbari

2020

Sub-Saharan Africa

Scoping review

HIV

WHO’s CD4-threshold ART initiation recommendations

Economic constraints, drug stock-outs, delays in obtaining baseline blood test results and staff shortages

Hodges-Mameletzis et al.

2018

LMICs

Descriptive policy review

HIV

Pre-exposure prophylaxis (PrEP) containing tenofovir disoproxil fumarate (TDF)

Underlying cost of PrEP services, cost considerations include commodities, from the drug itself to the additional testing required to ensure PrEP is offered effectively and safely

Jones-López et al.

2011

Uganda

Prospective cohort study

TB

Standard WHO-recommended retreatment regimen (category II) for TB

Lack of access to rapid diagnostics for TB drug resistance, second-line TB treatment, ART and limited guidance among the policy-makers and healthcare providers on using the tools available

Lecher et al.

2015

Sub-Saharan African countries (Côte d’Ivoire, Kenya, Malawi, Namibia, South Africa, Tanzania, Uganda)

No design specified

HIV

Consolidated guidelines on the use of antiretroviral drugs for treating and preventing HIV infection: recommendations for a public health approach

Lack of trained laboratory personnel, no operating budget, difficulty transporting samples, delays in commodity procurement and distribution, inadequate laboratory information systems, insufficient trained human resources, equipment breakdown, delay in equipment repair, inadequate laboratory and storage space, insufficient viral load testing results management

Nadjm et al.

2010

Tanzania

Observational study

Malaria

WHO manual Management of the child with severe infection or severe malnutrition: guidelines for care at first-referral level. This is the standard WHO guide for paediatric inpatient care and has been adopted as policy by the ministries of health of many resource-poor countries

In an area exposed to high transmission of malaria, current WHO guidelines failed to identify almost a third of children with invasive bacterial disease, and more than half of the organisms isolated were not susceptible to currently recommended antimicrobials. Improved diagnosis and treatment of invasive bacterial disease is needed to reduce childhood mortality

Nasser et al.

2015

20 LMICs in Africa and South-East Asia

Logistic regression analysis

HIV and TB guidelines

WHO HIV and TB guidelines

 

Ngoma et al.

2015

Zambia

Prospective observational cohort study

HIV

WHO guidelines recommend maternal combination antiretroviral therapy (cART) during pregnancy, throughout breastfeeding for 1 year and then cessation of breastfeeding (COB)

Maternal cART may limit mother-to-child transmission of HIV to the UNAIDS target of <5% for eradication of paediatric HIV within the context of a clinical study, but poor adherence to cART and follow-up can limit the benefit

Stanecki et al.

2010

No country specified

No design specified

HIV

WHO guidelines on ART for HIV infection in adults and adolescents

 

Stover et al.

2014

24 LMICs

Modelling

HIV

WHO ART treatment guidelines

Mobilizing additional resources; expanding facilities, personnel and drug supply chains; and identifying HIV-infected people at higher CD4þ T-cell counts and those in serodiscordant partnerships; the large number of patients

Tlhajoane et al.

2018

Zimbabwe

Longitudinal study

HIV

WHO recommendations on HIV testing services, prevention of mother-to-child transmission (PMTCT) of HIV, and provision of ART

Limited availability of different regimen choices posed challenges in the provision of ART stock-outs; laboratory monitoring remained confined to larger hospitals

Tudor Car et al.

2013

LMICs

Systematic review

HIV

1. WHO (2010) PMTCT strategic vision 2010–2015: preventing mother-to-child transmission of HIV to reach the UNGASS and Millennium Development Goals

2. Technical consultation on the integration of HIV interventions into maternal, newborn and child health services

3. WHO (2005) Glion consultation on strengthening the linkages between reproductive health and HIV/AIDS: family planning and HIV/AIDS in women and children

Late admission, unknown HIV status, fear of stigma, the policy context

Van Deun et al.

2020

LMICs

Review

TB

WHO treatment guidelines for multidrug- and rifampicin-resistant TB. 2018 update

The drug susceptibility testing capacity, long regimen

Downs et al.

2015

India

Mixed-methods

NCDs

WHO recommends virtually eliminating trans fat from the global food supply

 

Dzudie et al.

2020

Cameroon

Survey

NCDs/CVD

WHO’s 25 × 25 goal is aimed at achieving a 25% reduction in the number of premature deaths (occurring before 70 years of age) due to NCDs by 2025

Availability of essential medicines for CVD was 33%, much lower than the 80% recommended by the WHO Global Action Plan for Prevention of NCDs

Kaltenbrun et al.

2020

South Africa

Qualitative

NCDs and nutrition

WHO recommends that countries adopt a fiscal policy to reduce the consumption of sugar-sweetened beverages

Political will, limited delivery capacity, legislation restrictions and competing government priorities

Pati et al.

2020

India

Narrative review

NCDs

NCD Global Monitoring Framework

Challenges in the identification of eligible beneficiaries, shortage and poor capacity of frontline health workers, poor functioning of community groups and poor community knowledge on NCD risk factors were key gaps at the community level. Challenges at the facility level such as poor facility infrastructure, lack of provider knowledge on standards of NCD care and subpar quality of care led to poor management of NCDs. At the health system level, organization of care, programme management and monitoring systems were not geared up to address NCDs. Multisectoral collaboration and coordination were proposed at the policy level to tackle NCDs; however, gaps remained in implementation of such policies

Abebe et al.

2019

Ethiopia

Cross-sectional study

MNCH/neonatal

Integrated Management of Neonatal Childhood Illness (IMNCI) strategy

Shortage of essential drugs and supplies, inadequate trained staff, time-consuming nature of the protocol, lack of supervision, lack of knowledge about the strategy and lack of good attitude among healthcare workers/professionals towards the IMNCI strategy

Ansah Manu et al.

2014

Ghana

Cluster-randomized trial

MNCH

Home visits for the newborn child: a strategy to improve survival: WHO/UNICEF joint statement

Poor facility, poor health worker attitudes

Braddick et al.

2016

Uganda

Mixed methods

MNCH

WHO PPH guideline: adherence to AMTSL guidelines according to WHO PPH recommendations

Healthcare system issues; current knowledge, awareness, and use of clinical guidelines; and healthcare practitioner attitudes towards updating their clinical practice

Chang et al.

2020

Bangladesh

Mixed methods

MNCH

WHO’s 2016 standards for improving quality of maternal and newborn care in health facilities

The volume of existing indicators

Chu et al.

2012

LMICs

Review

MNCH

Misoprostol use to prevent and treat PPH

Research evidence does not support misoprostol use in home and community settings in LMICs for PPH prevention. WHO should rethink its recent decision to include misoprostol on the essential medicines list

Colvin et al.

2013

Lower- and middle-income countries

Systematic review

MNCH

WHO recommendations: optimizing health worker roles to improve access to key maternal and newborn health interventions through task-shifting guidelines

Lack of legal protection and liabilities and the regulatory framework for task-shifting

Doku and Neupane

2017

57 LMICs

Cross-sectional Demographic and Health Survey

MNCH–ANC

WHO recommendations for ANC (first visit within the first trimester and at least four visits during pregnancy)

 

Downe et al.

2019

South Africa, Indonesia, United Kingdom, Papua New Guinea, Australia, Peru, Uganda, Ghana, United States, Brazil, Ethiopia, Mozambique, Nigeria, Bangladesh, Argentina, Kenya, Iran, Viet Nam, India, Tanzania, Canada, Ireland, Lebanon, Pakistan, Australia, New Zealand, Sweden, Colombia, Romania, Lao People’s Democratic Republic, Zimbabwe, Cambodia, Peru, Georgia, South Sudan, Afghanistan, Iraq, Nepal, Gambia, Swaziland, France, Burkina Faso

Review

MNCH

WHO recommendations on ANC for a positive pregnancy experience

Inconvenience of clinic attendance, lack of accessibility and availability of local transport, indirect costs, potential loss of income, lack of privacy, lack of medicine and equipment, medical jargon

Khosla et al.

2017

Global

Review

MNCH

WHO developed the 2016 guidelines on the management of health complications from FGM

Lack of national legislation

Kraft et al.

2018

Ethiopia and Senegal

Qualitative study

MNCH/family planning

WHO’s evidence-based family planning guidance and tools (i.e. materials) that support the provision of quality family planning services

Resource constraints

Kumar et al.

2016

India

Quasi-experimental observational study

MNCH

WHO Safe Childbirth Checklist (SCC): the SCC targets high-impact best practices around four pause points that occur in almost every delivery: admission, pushing, just after delivery and pre-discharge

High-quality care provision at institutions is still a challenge

Mchenga et al.

2019

Malawi

Retrospective study

MNCH

2001 Focused Antenatal Care (FANC) programme

Unsupportive spouse, time lag

Nsabagasani et al.

2015

Uganda

Qualitative study

MNCH

WHO recommends the inclusion of child-appropriate dosage formulations in the essential medicines lists of member countries

Lack of resources

Ritchie et al.

2016

LMICs

Comparative study

MNCH

WHO guidelines on maternal, reproductive and women’s health

Lack of material and human resources, problems with communication and information sharing, policy issues, inadequate training, inadequate knowledge and skills, lack of access to evidence, lack of awareness of evidence, providers’ attitudes and beliefs, lack of financial resources, patients’ knowledge and beliefs, lack of communication, resultant lack of trust between providers and policy-makers, lack of accountability

Roberts et al.

2017

Malawi

Qualitative study

MNCH-A

2011 WHO statement on antenatal care

Beliefs, attitudes, control beliefs, and significant others; cultural beliefs adhered to by the mothers and providers, too many required antenatal care visits, travel distance

Samnani et al.

2017

developing countries

Systematic review

MNCH

Inclusion of misoprostol in its essential medicines list model in March 2011

Inconsistency in supplies and distribution; inadequate staffing; lack of knowledge of providers and end users, absence of the registration of drug, and fear and apprehension related to its use at the provider and policy levels. Leadership, governance and policy-related issues are substantial barriers to successful implementation of misoprostol in developing countries; fear and confusion among implementers, policy-makers and government officials; lack of awareness about existing policy; lack of integration of misoprostol in basic health service package

Shilton et al.

2019

Ethiopia

Mixed methods

MNCH

WHO guidelines on preventing early pregnancy and poor reproductive health outcomes among adolescents in developing countries

Knowledge, national agenda, laws, resources, culture, cooperation

Straus et al.

2013

Kosovo

Mixed methods

MNCH

WHO PPH guidelines

Lack of communication between clinicians and ministry representatives, substantial mistrust between clinicians and policy-makers, lack of communication across clinical groups that provide obstetric care and a lack of integration across the entire healthcare system, including rural and urban centres, inability to monitor quality of care, inability to consistently access required medications and to smoothly transfer patients from rural to urban centres

Vogel et al.

2016

Four LMICs—Myanmar, Uganda, Tanzania and Ethiopia

Mixed methods

MNCH

WHO maternal and perinatal health guidelines

Health system-level factors, including health workforce shortages and need for strengthened drug and equipment procurement, distribution and management systems, were consistently highlighted as limiting the capacity of providers to deliver high-quality care. Evidence-based health policies to support implementation and to improve the knowledge and skills of healthcare providers were also identified

Xue et al.

2020

LMICs

No design specified

MNCH/cervical

WHO calls for global action towards the elimination of cervical cancer; one of the main strategies is to screen 70% of women between the ages of 35 and 45 years and 90% of women managed appropriately by 2030, in order to achieve reduction to less than four new cases per 100,000 women

Shortage of experienced colposcopists, consummate colposcopy training courses, and uniform diagnostic standard and strict quality control

Zhang et al.

2017

74 Countdown countries

Modelling

MNCH

1. Guidelines for the management of common illnesses with limited resources

2. Community health worker manual, Facilitator notes

3. Guidelines for the management of common childhood illnesses, 2nd edition

NR

Ziegler et al.

2020

Democratic Republic of the Congo

Demographic and Health Surveys

MNCH

WHO recommendations on antenatal care for a positive pregnancy experience

Conflicts

Hossain et al.

2017

LMICs

Systematic review

Nutrition—severe acute malnutrition (SAM) in children

WHO’s facility-based guideline for the reduction of under-five SAM child mortality

High rates of poverty, malnutrition, severe comorbid conditions, lack of resources and differences in treatment practices

Mejia et al.

2019

The Americas: Chile, Costa Rica and Guatemala; Africa: Malawi, Uganda and Zambia; South Asia: Bangladesh; and the Western Pacific Region: China and the Philippines

Review

Nutrition

WHO recommends public health interventions to provide vitamins and minerals

Lack of regulatory frameworks, lack of safety measures

  1. AMTSL active management of the third stage of labour, ANC antenatal care, ART antiretroviral therapy, CVD cardiovascular disease, FGM female genital mutilation, MNCH maternal, newborn and child health, MNCH-A MNCH–antenatal, NCD noncommunicable disease, PPH postpartum haemorrhage, TB tuberculosis, UNAIDS Joint United Nations Programme on HIV/AIDS, UNGASS United Nations General Assembly Special Session UNICEF United Nations Children’s Fund, UNFPA United Nations Population Fund