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Qualitative Evidence Synthesis (QES) for Guidelines: Paper 2 – Using qualitative evidence synthesis findings to inform evidence-to-decision frameworks and recommendations
Health Research Policy and Systems volume 17, Article number: 75 (2019)
WHO has recognised the need to improve its guideline methodology to ensure that guideline decision-making processes are transparent and evidence based, and that the resulting recommendations are relevant and applicable. To help achieve this, WHO guidelines now typically enhance intervention effectiveness data with evidence on a wider range of decision-making criteria, including how stakeholders value different outcomes, equity, gender and human rights impacts, and the acceptability and feasibility of interventions. Qualitative evidence syntheses (QES) are increasingly used to provide evidence on this wider range of issues. In this paper, we describe and discuss how to use the findings from QES to populate decision-making criteria in evidence-to-decision (EtD) frameworks. This is the second in a series of three papers that examines the use of QES in developing clinical and health system guidelines.
WHO convened a writing group drawn from the technical teams involved in its recent (2010–2018) guidelines employing QES. Using a pragmatic and iterative approach that included feedback from WHO staff and other stakeholders, the group reflected on, discussed and identified key methods and research implications from designing QES and using the resulting findings in guideline development.
We describe a step-wise approach to populating EtD frameworks with QES findings. This involves allocating findings to the different EtD criteria (how stakeholders value different outcomes, equity, acceptability and feasibility, etc.), weaving the findings into a short narrative relevant to each criterion, and inserting this summary narrative into the corresponding ‘research evidence’ sections of the EtD. We also identify areas for further methodological research, including how best to summarise and present qualitative data to groups developing guidelines, how these groups draw on different types of evidence in their decisions, and the extent to which our experiences are relevant to decision-making processes in fields other than health.
This paper shows the value of incorporating QES within a guideline development process, and the roles that qualitative evidence can play in integrating the views and experiences of relevant stakeholders, including groups who may not be otherwise represented in the decision-making process.
Decision-makers typically have a range of questions when deciding whether to recommend or implement a particular health intervention, including the effectiveness of the intervention, its acceptability and feasibility, equity impacts and the resources needed for implementation . Efforts to address these questions have led to interest across a number of settings, including within guideline development agencies, in expanding the evidence base used to inform decisions on health interventions . Using a broader range of evidence may help to ensure that decisions are relevant and applicable.
As a guideline producing organisation, WHO has recognised the need to improve its guideline methodology to ensure that these processes are transparent and evidence based, and that the resulting recommendations are relevant and applicable [3, 4]. To help support this, the WHO Handbook for Guideline Development now stipulates that evidence on a number of questions is required to inform a WHO guideline recommendation . These questions include how people affected by the intervention value different outcomes, the effectiveness, acceptability and feasibility of the intervention, and equity implications. Along with other organisations, WHO increasingly uses the GRADE evidence-to-decision (EtD) framework for this purpose [5, 6]. The EtD framework helps to ensure that key questions or criteria are considered in decisions, and also supports people in assessing and using evidence in a more systematic, structured and transparent way. Evidence is compiled from systematic reviews and other sources to address each of the framework’s criteria  (Additional file 1).
As discussed in paper 1 in this series, to address EtD framework criteria such as the acceptability and feasibility of interventions, guideline producers are now exploring the use of qualitative evidence [7, 8]. This has led to growing interest in systematic reviews of qualitative studies (also known as qualitative evidence syntheses (QES)) – an approach for synthesising the findings from multiple primary qualitative studies. Like systematic reviews of the effectiveness of interventions, QES can provide key evidence for informing guideline recommendations and other decisions [2, 7, 8].
The first WHO guideline to draw systematically on findings from QES was produced by the WHO Department of Reproductive Health and Research in 2012 . Since then, a number of guidelines have been published using this approach [10,11,12,13,14,15], and others are in preparation. In these guidelines, QES findings have provided evidence on how people value different outcomes, on the acceptability and feasibility of interventions, and on equity impacts. Additionally, in at least two guidelines [11, 13], a priori QES were undertaken at the guideline scoping stage to determine what outcomes were important to the group that was the primary focus of the guideline.
This paper is the second of a series of three papers that describe and discuss the use of QES to inform the development of clinical and health system guidelines (Fig. 1). The first paper deals with how QES findings can inform the scope of a guideline and be used to develop Summary of Qualitative Findings statements for key guideline decision-making criteria . The third paper deals with how QES findings can inform implementation considerations included in guidelines . Throughout the series, we explore the strengths and limitations of these approaches, provide examples of what worked and what was less successful, and make suggestions for improvements.
Aim of this paper
The aim of this paper is to describe and discuss how findings from QES can be used to populate key EtD framework criteria for decision-making in guideline development and to inform recommendations. As members of technical teams responsible for producing evidence for WHO guidelines, we describe lessons learnt from our experiences and areas in which further research and development are needed.
The experiences, guidance and data presented in this series of papers are the result of a range of processes that have evolved over a decade of engagement with qualitative research in the context of developing healthcare guidelines at WHO. To develop this series of papers, we used a pragmatic and iterative approach that included the following steps:
WHO convened a core team of authors who had been involved in WHO guideline technical teams since 2010 and in developing QES to support these guidelines. The team included people with extensive experience in qualitative research and qualitative evidence synthesis methods, methods for guideline development and the use of evidence-to-decision frameworks.
The core author team reflected on the guideline development processes in which we had been involved (see list below), focusing on the role of QES findings in these processes. We also received informal feedback on these processes from other WHO staff involved in guideline development, and from participants in several guideline training workshops at WHO. These reflections and feedback led us to identify three key areas that each became a focus for one of the papers in the series, namely how QES methods need to be adapted for the context of producing guidelines; how to use findings from QES to populate EtD frameworks; and how to use QES findings to develop implementation considerations and inform implementation guidance and processes.
The lead author for each paper then drafted an outline for their paper, and these were discussed during a 4-day author workshop. In the workshop, authors discussed the most important factors in the use of qualitative evidence in this context to date and agreed on what worked and what could be improved in the future. The outlines were then developed into full papers, using an iterative process of sequential writing and discussion. We also identified relevant examples from the guidelines in which we had been involved. The core authors then reviewed the draft to clarify the ideas and processes described and to add further examples where needed.
We then circulated the draft papers to key stakeholders to obtain their feedback on the ideas and processes described. These stakeholders included members of WHO guideline panels (sometimes called Guideline Development Groups), methodologists, guideline commissioners and implementation experts.
We selected examples from the following WHO guidelines in which members of the core author team had been involved:
Optimizing health worker roles for maternal and newborn health through task shifting (2012) 
Expanding health worker roles to help improve access to safe abortion and post-abortion care (2015) 
WHO recommendations on antenatal care for a positive pregnancy experience (2016) 
WHO recommendations on intrapartum care for a positive childbirth experience (2018) 
Guidance on communication interventions to inform and educate caregivers on routine childhood vaccination in the African Region (World Health Organization Regional Office for Africa: Guidance on Communication Interventions to Inform and Educate Caregivers on Routine Childhood Vaccination in the African Region, forthcoming)
WHO recommendations on digital interventions for health systems strengthening 
All of these guidelines were health systems focused or had a health system component, and all used the GRADE EtD frameworks . As alluded to above, the frameworks are documents with a common structure that includes a question, an assessment of the evidence that addresses the question, and a conclusion, which facilitate explicit and transparent decision-making . We selected examples in this paper to highlight the use of qualitative evidence in the guideline processes described, including the strategies used to package this evidence for decision-making. In some cases, we have made small changes to the examples so that they can stand alone from the guideline text or to ensure that they better show the issue they are intended to highlight. We have noted in the text where we have adapted examples from published guidelines.
Using findings from qualitative evidence syntheses to populate EtD frameworks and other similar decision support tools
In a WHO guideline, the technical team creates EtD frameworks for each guideline question. The team then uses relevant evidence to populate each of the framework’s criteria (effectiveness, resource use, acceptability, feasibility and equity). These frameworks are the main documents used by the guideline panel during the final guideline meeting. Here, guideline panel members are asked to assess and make judgements about the evidence for each of these criteria before making a recommendation.
Figure 2 and Table 1 show where qualitative evidence can be used in relation to the criteria in the EtD framework. We discuss below how to populate the framework for each of these criteria, apart from implementation considerations, which are discussed in paper 3 of this series .
Identifying relevant qualitative evidence
Findings from a QES may enter a guideline process in two ways:
Through already-published syntheses that address the guideline questions directly or indirectly
Through one or more syntheses commissioned for the guideline (Box 1). These may include both broad QES covering multiple guideline interventions and ‘mini-QES’ focusing on a specific intervention
Undertaking simple searches for relevant syntheses early in the guideline process may help the technical team decide whether it is necessary to commission new syntheses. For example, the technical team could search a database of systematic reviews in health, such as Epistemonikos (www.epistemonikos.org), for a limited time period, for instance, the last 5 years. A judgement on whether new syntheses need to be commissioned could then be made based on the syntheses identified (if any), including their scope, the synthesis approaches used and when the syntheses were conducted.
Syntheses used in a guideline may focus on people’s views regarding the interventions addressed by the guideline such as communication interventions in labour. Syntheses may also focus on the problem or issue underlying the interventions being addressed by the guideline, for instance, the ways in which women and healthcare providers communicate during labour. Syntheses may also include evidence that that is more, or less, direct or relevant, in relation to the guideline question. For example, a synthesis may focus on the views of people in a specific context, such as primary healthcare, while the guideline may include all levels of healthcare. Such differences are taken into account when assessing confidence in the evidence using the GRADE-CERQual approach. Guidance on applying the CERQual approach is available elsewhere [19, 20].
Syntheses vary in how their findings are presented, depending on whether a more aggregative or interpretive synthesis method is used , on whether thick or in-depth data underlie a synthesis finding, and on the review authors’ writing style. Where a synthesis aims to provide explanations or build theory, the findings may be presented both narratively and figuratively, for example, in the form of an infographic or logic model . These infographics and logic models can be incorporated into an EtD where appropriate, for example, where they help to explain factors affecting the acceptability of an intervention. Although a large number of QES include infographics and logic models (e.g. [23, 24]), we have few examples of their inclusion in EtD .
In the discussion that follows, we assume that findings come from well conducted QES and that each finding is accompanied by an assessment of confidence using the CERQual approach. An assessment of confidence in or certainty of the evidence is required by a number of guideline development agencies, including WHO, to ensure that those making recommendations can take into account both the review finding and information on confidence in that finding . CERQual is ideally applied at the time of conducting a synthesis but can also be applied post-hoc by the guideline technical team .
Populating evidence-to-decision framework criteria with qualitative evidence – principles and processes
Once the draft findings from a QES are available, the next step is to package these findings for the relevant EtD framework criteria (Table 1). The nature of this type of evidence means that it does not always fit well within the summary-based and compartmentalised structure of the EtD framework. This may also be an issue where the technical team use findings from QES that were not undertaken specifically for the guideline. We discuss below some of the strategies that guideline technical teams can use to manage this.
When using QES findings to populate an EtD framework, technical teams may have queries regarding the meaning or scope of a finding or regarding the CERQual assessment. Ongoing interaction between the technical and QES teams is desirable to address these queries and may result in a finding being reformulated or the CERQual assessment being adjusted, or even a new search and mini-review being undertaken. For instance, in the WHO intrapartum care guideline an additional QES on pharmacological and nonpharmacological pain relief methods for childbirth was undertaken to supplement the wider intrapartum care QES .
Allocate the findings to the different criteria in the EtD frameworks
A QES finding may be relevant to more than one criterion (for instance, to both intervention acceptability and feasibility) and sometimes a pragmatic decision will need to be taken on where to place the finding. Overall, the technical team needs to ensure that the relevant findings are reported somewhere in the framework so that they can be taken into account in decision-making.
Because qualitative evidence is often broad in nature, it may be relevant to more than one of the frameworks included in a guideline. Additionally, findings from several QES may be relevant to one or more frameworks. For example, a QES conducted for forthcoming WHO guidance on communication interventions to inform and educate caregivers on routine childhood vaccination in the African Region included a broad finding that the acceptability of vaccination communication interventions appears to be influenced by several factors, including people’s trust in and relationship with the information source as well as the manner in which the information is presented . This finding was judged by the technical team to be applicable across all of the communication interventions included in the guidance. Such findings can either be repeated in each relevant framework or included in an overarching text linked to multiple frameworks. For example, in the WHO antenatal care guideline, the evidence on how people value the outcomes was found to be similar across groups of interventions. The technical team therefore summarised this evidence in a separate overarching narrative rather than repeating the same information in each framework .
Another reason to use an overarching or cross-cutting approach is that it can be challenging to summarise qualitative evidence succinctly without losing meaning and data on context. Where an overarching narrative is developed, the technical team need to ensure that it is clear to the guideline panel that the qualitative evidence for several frameworks is presented in an overarching document, and each EtD needs to link to this document. Importantly, whilst the qualitative evidence might be the same for different guideline questions, the guideline panel’s judgements for each criterion might differ, depending on the intervention evaluated in each question.
Wider, less specific findings may need to be used in relation to an intervention where more specific findings are not available. For instance, a finding may be available regarding people’s views of receiving health messages via mobile phones but not on people’s views regarding such messaging for the particular health issue that is the focus of the guideline question.
Qualitative evidence may have direct relevance to a guideline question or may be indirectly relevant. Indirect evidence, for example, qualitative evidence regarding a related intervention or context to the one of interest, can be included in the ‘Research evidence’ section of the EtD framework. However, it may be helpful to indicate clearly to users, for instance, through the CERQual assessment of confidence, that the evidence is indirectly relevant.
Overall, the technical team needs to ensure, firstly, that each framework includes sufficient information to inform a recommendation and, secondly, that people using the recommendations are able to understand the justification for each recommendation from the evidence presented.
Weave the individual QES findings into a narrative for each framework criterion
Once the findings have been allocated to a specific criterion, the guideline technical team needs to weave these findings into a single, short narrative for inclusion in an EtD framework. This narrative should also include the CERQual assessments for the included findings. In our experience, it is often the case that several synthesis findings, from one or more QES, are relevant to a single framework criterion.
We do not have evidence on the optimal length of the narrative text for framework criteria and this is influenced by the nature of the findings and the number of frameworks that a guideline panel has to consider as part of a guideline process. However, the following principles may be helpful:
The narrative should include the key points from the findings that are relevant to the decision that the framework will inform.
The narrative should include enough information on the context of the findings (for instance, that participants were from remote rural communities) to reduce ambiguity and allow interpretation, including of the relevance of the evidence as assessed using CERQual.
A graded entry or layered approach to presenting information may be helpful [28, 29], with the most summarised information presented in the EtD framework. In a graded entry format, users can then navigate from this summary to more detailed information, for example, the full summary of qualitative findings table, and from there to the full synthesis report. An example of this is available here: www.optimizemnh.org.
Users should be able to trace back from the narrative to the individual findings that informed the narrative. Traceability can be enhanced by giving a unique code to each QES finding and including these codes in the narrative.
As technical team members, we have found that the narrative summarising relevant QES findings usually needs several iterations before it is finalised for inclusion in an EtD. Tables 2, 3, 4, 5 and 6, and Additional files 2, 3 and 4, show examples of how multiple synthesis findings may contribute to a narrative summary in an EtD framework.
Consider whether any additional considerations need to be included in each framework
There may be circumstances in which other qualitative, or related, evidence or information needs to be included for a particular framework criterion, in addition to the findings of the contributing QES. This additional information may also be needed where no relevant evidence was found by the QES. This additional evidence might include :
Descriptions of conceptual or theoretical frameworks that help in understanding the QES findings or that place these within a wider context
Findings from individual qualitative studies that provide important contextual information related to the setting of the recommendation or decision but were not eligible for inclusion in the QES
Plausible reasons for anticipating that the intervention might or might not be acceptable to key stakeholders or might be difficult to implement, particularly where little or no evidence on acceptability or feasibility was found for an intervention
Any assumptions made in relation to the findings presented and, if relevant, the basis for those assumptions
This additional evidence or information can be included in the ‘Additional considerations’ section for the relevant framework criterion.
Populating evidence-to-decision framework criteria with qualitative evidence – examples in relation to relevant framework criteria
Here, we describe in more detail how we have used qualitative evidence to identify issues relevant to specific criteria within the EtD framework and present examples of the approaches we have used.
To ensure that all relevant stakeholders and contexts are considered in a QES commissioned for a guideline, it is helpful at the scoping stage for the guideline panel to consider which stakeholders and contexts are most important. In doing so, they should take into account the anticipated coverage of the guideline (for example, is it intended for a specific country, or is it intended to provide global recommendations?) and those affected both directly and indirectly by the guideline (for instance, those affected indirectly may include the partners of women receiving an intervention). This is discussed further in paper 1 in this series .
How people value the outcomes
The guidance on populating an EtD framework notes that the direction of a recommendation may change where there is uncertainty about how those affected by this intervention value the outcomes of interest. Additionally, the strength of a recommendation may be affected by research evidence showing that different groups value the desirable and undesirable effects differently .
There are at least three complementary sources for evidence on how people value outcomes in relation to an intervention or option, namely studies that have measured utility values – a measure of how strong people’s preference is for a specific health state; studies that “directly measure the choices people make when presented the probabilities of the desirable and undesirable effects, a description of those outcomes (health states) and information about when they would occur and how long they would last” ( p. 18); and qualitative evidence from studies that explore people’s views of the impacts of different health issues and interventions.
To date, we have limited experience in using qualitative evidence to understand how people value the outcomes of interest for a guideline. In the WHO antenatal care guideline, a QES done at the start of the process helped the guideline technical team identify that a ‘positive pregnancy experience’ was highly valued by women. This included “maintaining physical and sociocultural normality; maintaining a healthy pregnancy for mother and baby; effective transition to positive labour and birth; and achieving positive motherhood” ( p. 532). The guideline technical team translated this finding into a framework of actionable components that could achieve this desirable outcome. These components included psychosocial and emotional support, relevant and timely information, and effective clinical practices. To populate the framework criterion on how people value the main outcomes, the technical team initially prepared qualitative findings statements tailored to the different groups of questions in the antenatal care guideline, such as nutritional interventions and maternal assessment. For guidelines that include only a small number of related interventions, a single ‘values’ statement could be sufficient for all of the guideline frameworks. Table 2 and Additional file 2 provide examples from two guidelines on how findings from qualitative evidence syntheses were used to address this criterion in EtD frameworks.
Gender, health equity and human rights impacts
The guidance on populating an EtD framework notes that technical teams “should evaluate potential impacts on equity in relation to specific characteristics that are likely to be associated with disadvantage in relation to the question they are addressing” ( p. 23). There are two ways in which we, as guideline technical teams, have used qualitative evidence to populate the gender, health equity and human rights impacts section within the EtD framework; firstly, issues may be identified directly from the findings of a QES. In these cases, we simply summarise these data for this criterion of the framework. Table 3 and Additional file 3 show examples from two WHO guidelines of how, as the technical team, we moved from qualitative evidence synthesis findings to a narrative text for the gender, equity and human rights criterion.
Secondly, where a QES undertaken for a guideline does not identify gender, health equity or human rights issues explicitly, it may be possible to infer these from the findings through discussion within the technical team or experts in the field. A narrative summary of the issues can then be created (Table 4). Where this is done, it is important to indicate to those making recommendations that these issues were hypothesised from the evidence rather than being described there explicitly and the technical team should consider including these issues under ‘Additional considerations’ in the EtD framework.
Acceptability and feasibility
We have defined acceptability as “the extent to which that intervention is considered to be reasonable among those receiving, delivering or affected by the intervention” ( p. 186). The feasibility of an intervention can be seen as “the likelihood that it can be properly carried out or implemented in a given context” ( p. 187). An intervention may be more or less acceptable and feasible to different stakeholders in different contexts.
In our experience, qualitative evidence on the acceptability and feasibility of different interventions is often linked. For example, when an intervention involves additional costs for service users, it may be associated with both lower acceptability and lower feasibility. The technical team will often need to take pragmatic decisions on whether to report QES findings in the acceptability or feasibility sections of the EtD framework. As a recommendation is based on judgements regarding all of the evidence presented in a framework, where best to place a specific relevant QES finding is less important than ensuring it is included.
Our experience has also highlighted that qualitative studies often do not include in-depth data on intervention feasibility. This may be because these studies often focus on the views of service users or providers regarding a health issue, and do not include the views of healthcare managers or explore factors affecting the governance or financing of interventions or programmes . This evidence gap has led us to carry out multi-country case studies for several guidelines. These included a broader set of information sources, including programme descriptions and mixed method programme evaluations, that might provide evidence on factors influencing the feasibility and implementation of an intervention [33, 34] (Muloliwa AM, Cartier Y, Ames H, Oku A, Bosch-Capblanch X, Cliff J, Glenton C, Hill S, Kaufman J, Oyo-Ita A, et al; Synthesis of health systems barriers and facilitators to scaling up vaccination communication interventions in Cameroon, Nigeria, and Mozambique, in preparation). However, we found that these wider sources provided less data than anticipated as, firstly, we found fewer programme descriptions and evaluations than we expected and, secondly, those that we found generally included only very thin data. These experiences suggest that it may be more useful to collect additional data on the feasibility of guideline interventions through qualitative key informant interviews with programme managers and decision-makers. These data can then be either incorporated into the relevant QES or reported separately in the EtD framework. Interview studies should be planned at the same time as the evidence synthesis protocols for a guideline are being developed.
When the technical team starts to develop the summary narratives for the acceptability and feasibility sections of the EtD framework, they should also consider how to convey the extent to which the evidence shows similarities and differences across stakeholders and contexts. In some cases, it may be appropriate to include separate narratives for different stakeholders or contexts. When no specific qualitative evidence for a particular option, stakeholder group or context is found, it may be possible for the technical team to draw inferences from findings for other options, stakeholders or contexts. For instance, findings on the acceptability to mothers of childhood vaccination communication interventions may also apply to other caregivers. Where inferences are made, this should be made clear in the relevant framework.
Tables 5 and 6 and Additional file 4 include examples from two guidelines of how we, as the guideline technical team, moved from summary QES findings to a narrative summary of acceptability and feasibility for an EtD framework. Additional file 4 also includes an example of where no specific evidence on the acceptability of an option was found, and inferences from other QES findings were used.
How qualitative evidence synthesis findings may influence guideline recommendations
When making a recommendation, a guideline panel should take into account all of the evidence presented in the EtD framework. The extent to which the qualitative evidence included in a framework influences or drives a decision regarding a particular recommendation will vary across the questions considered by a guideline – in some cases, a decision may be driven by other information presented in the framework. Regardless, all judgements should be supported by a clear justification that refers to the key criteria that drove the decision.
Two examples from recent guidelines illustrate how qualitative evidence can inform decisions in different ways. The first example is from the WHO antenatal care guideline  and concerns recommendations on the relief of physiological symptoms in pregnancy. A QES conducted for the guideline identified, in relation to acceptability, that pregnant women in LMICs are more likely to turn to traditional or alternative healers, herbal remedies or traditional birth attendants to treat physiological symptoms (moderate confidence in the evidence) and that they are less likely to engage with health services if their beliefs, traditions and socioeconomic circumstances are ignored or overlooked (high confidence in the evidence) . Further qualitative findings indicated that a lack of suitably trained staff could limit the feasibility of certain interventions, such as acupuncture, for relief of physiological symptoms (high confidence in the evidence). These findings led to most of the interventions for physiological symptoms being recommended, but the recommendations specifically note that use should be based on a woman’s preferences and available options.
The second example is from the WHO guideline on digital interventions for health systems strengthening  and concerns a recommendation on the use of targeted client communication via mobile devices for behaviour change related to sexual, reproductive, maternal, newborn, child and adolescent health. The effectiveness evidence suggested that this intervention may have positive impacts on some behaviours and health outcomes relating to modern contraception use by adults, adherence to antiretroviral medications, antenatal care, skilled birth attendance and childhood vaccinations. However, the evidence also indicated that the intervention may make little or no difference to other outcomes and has some unintended negative consequences. A QES conducted for the guideline indicated that targeted client communication is generally acceptable, but that some population subgroups, particularly vulnerable populations, have concerns about the confidentiality of health information, particularly for sensitive health issues. Additionally, access to and use of communication via mobile devices may be particularly difficult for certain groups of people such as those with low literacy levels (Ames HMR, Glenton C, Lewin S, Tamrat T, Akama E, Leon N; Clients' perceptions and experiences of targeted digital communication accessible via mobile devices for reproductive, maternal, newborn, child and adolescent health: A qualitative evidence synthesis, forthcoming). The guideline panel decided to recommend targeted communication via mobile for behaviour change regarding sexual, reproductive, maternal, newborn and child health, but with the condition that concerns about sensitive content and data confidentiality are adequately addressed . A further example is provided in Additional file 5.
At present, we have limited knowledge of how best to integrate different types of evidence within EtD frameworks and how to present these different types of evidence to guideline panels. We also do not yet have a good understanding of how guideline panels use and adjudicate different types of evidence (quantitative, qualitative) addressing different types of questions (effectiveness, feasibility, etc.) in making a decision. Further research is needed in these areas [36,37,38,39]. The lessons we have learnt suggest that it may be helpful to:
Provide guideline panels, in advance of their meeting, with information on the purpose of the EtD framework; the criteria within it; the types of evidence that will be used to address each criterion, including how qualitative evidence will be used; what constitutes research evidence and what additional information can be considered; and how the decision-making process will work . This can be done through online webinars or written information
Reiterate this information at the start of the guideline panel meeting
Present the different types of evidence as clearly and succinctly as possible; using an EtD framework assists with this
Prompt guideline panels to justify their recommendations in relation to the full body of evidence, including the qualitative evidence, in an EtD framework
As members of the technical teams for a series of WHO guidelines, we used QES as our main source of information to populate specific EtD framework criteria, and this paper reflects the lessons we have learnt to date. As Graham et al.  noted some time ago in their knowledge-to-action cycle, knowledge creation involves moving from a process of identifying knowledge – for instance, from primary research studies – to critically appraising that knowledge, incorporating it into an evidence synthesis and then using the evidence synthesis findings in derivative tools or products. In this paper, we have described this process in relation to the use of qualitative evidence to support guideline development, showing how findings from QES can be translated into summary formats that can then feed into an EtD framework.
This paper is based on our experience of using QES findings within WHO guideline development. In drawing out the lessons we have learnt, we have tried to ensure that these could be applied across a wide range of health guidelines. The approaches we describe may also be useful for decision-making processes in other sectors that aim to utilise qualitative evidence. However, we acknowledge that our experiences are limited to the WHO context and the range of guidelines in which we have been involved, and also to the EtD framework approach. As we note below, further work is needed to explore the application of the learnings described in this paper to guidelines in other areas. Further research on how qualitative evidence is understood and used within decision-making processes may also lead to insights that enhance and extend the guidance outlined in this paper.
Synthesising evidence and producing guidance are just two elements of what has been termed the ‘evidence ecosystem’ [41,42,43] (Fig. 3). As we have noted elsewhere, recent advances within the field of qualitative research mean that we now have in place most of the parts of an ecosystem for qualitative evidence . As this ecosystem is strengthened, more qualitative evidence will become available to help address the questions that stakeholders identify when making decisions about the use of health interventions .
Below we identify a number of research questions, along with implications for practice, for those working on guideline development.
Implications for practice
Guideline technical teams ideally need to include, or have access to, people with skills in QES, GRADE-CERQual and in populating and using EtD frameworks. This has implications for the resources required to undertake a guideline development process
The scoping phase of guideline development is critical for identifying the interventions, stakeholders and contexts relevant to the guideline questions. Decisions on these aspects will shape the scope of the QES undertaken for the guideline and adequate time needs to be allowed for this process, including for interactions with the QES teams
Technical teams should be aware that the findings of scoping and other QES conducted for a guideline may impact on the range and scope of effectiveness reviews for the guideline. QES findings regarding which interventions are seen as important by stakeholders and how people value different outcomes may need to be fed back into the scoping process for effectiveness reviews commissioned for a guideline
As the number of published QES increases, it is more likely that an existing QES may be found that addresses some or all of the guideline questions. Searches for existing QES should be done before a new QES is commissioned
A technical team may need to commission both broad QES that cover multiple guideline interventions as well as ‘mini-QES’ that focus on one specific intervention. It can sometimes be useful to use rapidly conducted ‘mini-QES’ to address important gaps in the evidence available for a guideline
Close collaboration between the QES authors and the guideline technical team responsible for populating the EtD framework may help to ensure that the QES findings are developed and tailored to each EtD framework, and relevant criteria within these frameworks. Close collaboration may also help to ensure congruence between the findings in the published QES and those included in the frameworks
Users of EtD frameworks need to be able to easily identify the sources of qualitative and other evidence presented in a framework. This traceability requires careful attention to documenting how evidence moves from primary studies, to a QES, and then into a framework
Technical teams should consider the information and training needs of groups making recommendations in relation to qualitative evidence, and in the use of this evidence in guidelines. Information sessions or training for these groups may be needed in advance of formal meetings of these groups
Implications for research
As the number of reviews that include both qualitative and other kinds of data increase (so-called mixed-method reviews), research will be needed on strategies for including findings that are based on multiple types of data in frameworks, and how to assess how much confidence to place in these findings. Mixed method approaches may be particularly relevant to the ‘values’ and ‘acceptability’ criteria within the EtD framework as survey data on these issues are sometimes available
In populating an EtD framework, a technical team has to strike a balance between informativeness and length. To keep EtD frameworks to a manageable length, we have typically used summarised QES findings in these documents and then referred guideline panel members to the relevant Summary of Qualitative Findings for further detail. Future research needs to explore guideline panel members’ views on the level of detail they find useful in an EtD framework and their experience of graded entry formats to present information for decision-making
Future research should consider the circumstances in which it might be appropriate to use findings from individual qualitative studies in an EtD framework
Future research should explore guideline panel’s preferences regarding different ways of presenting qualitative evidence that cuts across several guideline questions, and therefore frameworks
Future research should explore how guideline panels understand, use and adjudicate the different types of evidence that may be included in EtD frameworks, including qualitative evidence, and the roles of the technical team in prompting these groups to take account of qualitative evidence during their deliberations
Future research needs to explore the application of the learnings described in this paper to guidelines in other areas such as social care and education
This paper explores how QES findings can be used to populate key evidence to decision framework criteria in the context of guideline development. We have demonstrated the value of investing in QES as part of a guideline development process, and the roles that qualitative evidence can play in representing the views and experiences of stakeholders . We have also identified a number of issues that deserve further exploration, and look forward to seeing a growing body of research and experience in these areas.
Availability of data and materials
Grading of Recommendations, Assessment, Development and Evaluation
Grading of Recommendations, Assessment, Development and evaluation - Confidence in the Evidence from Reviews of Qualitative Research
qualitative evidence synthesis
summary of findings
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We thank The Norwegian Institute in Rome for hosting the writing group meeting in April 2018, and the stakeholder reviewers of this paper, Ana Toledo Chávarri and Jenny Moberg. The authors alone are responsible for the views expressed in this article and these do not necessarily represent the views, decisions or policies of the institutions with which they are affiliated.
The work on this manuscript was supported through a grant from the Sanofi Espoir Foundation. The funding body had no role in the content of this manuscript and the findings and conclusions do not necessarily reflect their official position. SL receives additional funding from the South African Medical Research Council.
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Additional file 1:
Example of a GRADE evidence-to-decision framework. (DOCX 206 kb)
Additional file 2:
Example of using qualitative evidence to populate the evidence-to-decision framework criterion on how people value the outcomes. (DOCX 16 kb)
Additional file 3:
Example of using qualitative evidence to populate the evidence-to-decision framework criterion on gender, health equity and human rights impacts – ‘direct’ equity impacts. (DOCX 16 kb)
Additional file 4:
Examples of using qualitative evidence to populate the evidence-to-decision framework criterion on the acceptability of the intervention. (DOCX 21 kb)
Additional file 5:
How qualitative evidence has influenced the formulation of recommendations – example from the WHO antenatal care guideline. (DOCX 16 kb)
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Lewin, S., Glenton, C., Lawrie, T.A. et al. Qualitative Evidence Synthesis (QES) for Guidelines: Paper 2 – Using qualitative evidence synthesis findings to inform evidence-to-decision frameworks and recommendations. Health Res Policy Sys 17, 75 (2019). https://doi.org/10.1186/s12961-019-0468-4
- guideline development
- qualitative review
- qualitative evidence synthesis
- qualitative methods
- WHO guidelines